Beyond PUE: A Local-Impact Audit Framework for Data Center Environmental Accountability
arXiv preprint (cs.CY; formatted for ACM e-Energy '26) · Sharifa Sultana, Syed Ishtiaque Ahmed
The authors argue that PUE, WUE and CUE describe how efficiently a facility turns resources into IT energy but say nothing about local resource scarcity, grid headroom or community impact, which is what drives current US siting disputes.
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Overview
Standard data-centre sustainability metrics (PUE, WUE, CUE) measure a facility's resource use and emissions intensity normalised to IT energy use, without directly representing local resource scarcity, infrastructure capacity or social footprint. This gap has become politically consequential: in the first quarter of 2026 alone, local opposition delayed or cancelled roughly $130 billion in projects across the United States. Uptime Institute's 2024 survey average PUE is 1.56, flat for five years, and only 41% of operators track water use; an estimated 40% of US data centres sit in regions of high or extreme water stress.
The authors propose a five-category, 0-100 audit score: energy, water stewardship, carbon/renewables, regulatory compliance and local disclosure. Base weights: energy efficiency 20% (PUE, ERE); water stewardship 25% (WUE, withdrawal versus permit cap, source type potable/reclaimed/seawater, % returned as wastewater); carbon/renewables 20% (CUE, renewable %, with 24/7 hourly matching weighted above annual matching). The design rests on four principles: weights adjusted for water stress and grid conditions, a compliance gate, a five-level data-verification maturity ladder, and quarterly trend reporting.
The water stewardship weight is raised according to a regional water-stress index (WRI Aqueduct), and the carbon weight is adjusted for local grid carbon intensity and headroom, so identical operating figures can score differently depending on location. Compliance gate: any unresolved major regulatory violation caps the composite score at a ceiling of 40 (suggested, subject to calibration) no matter how well the facility performs in other categories. Five-level verification maturity ladder for each metric: L0 no public data; L1 operator projection with no enforcement; L2 permitted cap with contractual penalties but no independent metering; L3 third-party (utility) metering verifying the cap; L4 continuous verification.
Applying it to three Illinois projects shows public records cannot support a verified score for any of them without a contracted audit relationship. Example: Project Cardinal (Yorkville) water projections moved from 500,000 to 310,000 to 350,000 gal/day, then to 42,500 gal/day after a redesign to air-cooled, closed-loop cooling, with a contractual penalty above 71,400 gal on any single day. Limits: the framework covers only on-site water and energy and does not yet include indirect water consumed in electricity generation; the weights and thresholds (for example the compliance ceiling of 40) are suggested and subject to calibration. It is a preprint.
Key points
- Base weights: energy efficiency 20% (PUE, ERE); water stewardship 25% (WUE, withdrawal versus permit cap, source type, % returned as wastewater); carbon/renewables 20% (CUE, renewable %, 24/7 hourly matching weighted above annual matching).
- The water stewardship weight is raised according to a regional water-stress index (WRI Aqueduct) and the carbon weight is adjusted for local grid carbon intensity and headroom, so identical operating figures can score differently by location.
- Compliance gate: any unresolved major regulatory violation caps the composite score at a ceiling of 40 (suggested, subject to calibration).
- Five-level verification maturity ladder: L0 no public data; L1 operator projection with no enforcement; L2 permitted cap with contractual penalties but no independent metering; L3 third-party metering verifying the cap; L4 continuous verification.
- Uptime Institute's 2024 survey average PUE is 1.56, flat for five years, and only 41% of operators track water use; an estimated 40% of US data centres sit in regions of high or extreme water stress.
- Project Cardinal (Yorkville) water projections moved from 500,000 to 310,000 to 350,000 gal/day, then to 42,500 gal/day after a redesign to air-cooled, closed-loop cooling, with a contractual penalty above 71,400 gal on any single day.
- Limitation: the framework covers only on-site water and energy and does not yet include indirect water consumed in electricity generation.
Using it in design
- In siting and community-acceptance files, present PUE, WUE and CUE together with regional water stress, grid headroom and verification maturity (L0-L4); back project commitments with contractual limits and independent metering (L2-L3).
- Define water design commitments by permit cap, source type (potable, reclaimed, seawater) and share returned as wastewater; redesign to air-cooled closed loop cut daily withdrawal from 350,000 to 42,500 gal/day.
- Use a five-category audit score of this kind as a screening tool for local opposition risk, but state that weights and thresholds are suggested and subject to calibration.
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Who should read it
Planners and policy specialists preparing data-centre siting, environmental accountability and local community-acceptance files.
Document contents
- Introduction
- Proposed local-impact audit framework (five categories, weights, compliance gate, verification maturity ladder, quarterly trend reporting)
- Illinois case application (Project Cardinal Yorkville, Meta DeKalb and other projects)
- Discussion and limitations
- Conclusion
Related standards
- ISO/IEC 30134-2
- ISO/IEC 30134-6
- ISO/IEC 30134-8
- ISO/IEC 30134-9
- EU Code of Conduct for Data Centres
Read the document
beyond-pue-local-impact-audit-2026.pdf
CC BY 4.0 — share with attribution
The document is provided unaltered because its licence permits redistribution.
Publication details
- Authors
- Sharifa Sultana; Syed Ishtiaque Ahmed
- Publisher
- arXiv preprint (cs.CY; formatted for ACM e-Energy '26)
- Year
- 2026
- Document number
- arXiv:2609.23421
- Document language
- English
- Source type
- Scientific
- Access
- Open licence — downloadable
- Licence
- CC BY 4.0 — share with attribution
- Licence evidence
- arxiv.org
Original licence note
arXiv OAI-PMH record for 2609.23421 gives license http://creativecommons.org/licenses/by/4.0/.
Citation
Sharifa Sultana; Syed Ishtiaque Ahmed (2026). Beyond PUE: A Local-Impact Audit Framework for Data Center Environmental Accountability. arXiv preprint (cs.CY; formatted for ACM e-Energy '26). arXiv:2609.23421. https://doi.org/10.48550/arXiv.2609.23421
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